This job originated on www.usajobs.gov. For the full announcement and to apply, visit www.usajobs.gov/job/636640000. Only resumes submitted according to the instructions on the job announcement listed at www.usajobs.gov will be considered.
The Associate Regional Director position is in the Division of Examinations-San Francisco Regional Office located in San Francisco, CA and is open to US Citizens.
Learn more about this agency02/10/2022 to 02/24/2022
$190,564 - $267,780 per year
SO 1
Yes—as determined by the agency policy.
Occasional travel - Travel averages 5 days a month.
No
Permanent
Full-time
Competitive
2
Yes
No
22-DE-11387840-DMQ
636640000
The Associate Regional Director, under the general direction of the Regional Director, plans and establishes policy for the Division of Examinations in the San Francisco Regional Office (SFRO) and directs, coordinates, controls, and evaluates the performance in this area. The principal functions of this office include: conducting exams of investment companies, investment advisers, broker-dealers, transfer agents, and municipal advisors; providing interpretations regarding the application and meaning of Commission rules and regulations; and investigating possible violations of the federal securities laws.
Typical duties include:
This job does not have an education qualification requirement.
SEC COMPENSATION PROGRAM: The overall salary range listed above is provided for informational purposes as it represents the full range that is applicable to current employees in this occupation/grade; however, a selectee's initial pay is always set below the maximum rate of the range. Please click here for additional information.
To ensure compliance with an applicable preliminary nationwide injunction, which may be supplemented, modified, or vacated, depending on the course of ongoing litigation, the Federal Government will take no action to implement or enforce the COVID-19 vaccination requirement pursuant to Executive Order 14043 on Requiring Coronavirus Disease 2019 Vaccination for Federal Employees. Therefore, to the extent a Federal job announcement includes the requirement that applicants must be fully vaccinated against COVID-19 pursuant to E.O. 14043, that requirement does not currently apply. Federal agencies may request information regarding the vaccination status of selected applicants for the purposes of implementing other workplace safety protocols, such as protocols related to masking, physical distancing, testing, travel, and quarantine.
Reasonable Accommodation: If you are an applicant who needs a reasonable accommodation for disability to participate in the application process at the SEC, submit the form for Reasonable Accommodation for Participation in Job Application Process here. Please be sure to submit your request at least 5 business days in advance of the date you need the requested accommodation.
Equal Employment Opportunity (EEO) Information for SEC Job Applicants: Federal EEO laws protect all applicants from discrimination on the following bases: race, color, sex (not limited to conduct which is sexual in nature, includes pregnancy, gender identity, sexual orientation, transgender status), age (40 and over), religion, national origin, disability, genetic information, retaliation for participating in the EEO process or opposing discrimination. Applicants who believe they have been discriminated against on any EEO basis can seek recourse through the SEC's administrative complaints process. To be timely, an individual must enter the EEO process within 45 days from when they know (or should have known) of the alleged discrimination. Click here for additional information.
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You will be evaluated for this job based on how well you meet the qualifications above.
We will review your resume and supporting documentation to determine if you meet the minimum qualifications for the position. If you meet the minimum qualifications stated in the vacancy announcement, we will compare your resume and supporting documentation to your responses on the scored occupational questionnaire. Your resume must support your responses to the scored occupational questionnaire. After the announcement closing date, an HR specialist will determine if you meet the minimum qualifications described in the Qualifications Section. If you are determined to meet the minimum qualifications, you will receive an email asking you to respond to the core and technical qualifications listed below. You must provide your responses within the established deadline.
You will be rated on the following Competencies:
Core Qualifications:
You must provide a complete Application Package, which includes:
To apply for this position, you must complete the online application and submit the documentation specified in the Required Documents section below.
A complete application package must be submitted by 11:59 PM (EST) on the closing date of the announcement to receive consideration.
You will be notified of your application status through USAJOBS at four points during the hiring process, as applicable. You can check the status of your application by accessing the USAJOBS website at http://usajobs.gov/ and clicking on "Track Your Online Application."
By submitting your application, you are certifying the accuracy of the information contained in your application. If you make a false statement in any part of your application, you may not be hired, you may be terminated after you begin work, or you may be fined or jailed. After making a tentative job offer, we will conduct a suitability/security background investigation. You will be required to submit official documentation before appointment. The agency will then verify the information provided on your application (i.e., degree, Veterans' Preference, certification of disability, etc.).
The Federal hiring process is set up to be fair and transparent. Please read the following guidance.
This job originated on www.usajobs.gov. For the full announcement and to apply, visit www.usajobs.gov/job/636640000. Only resumes submitted according to the instructions on the job announcement listed at www.usajobs.gov will be considered.
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A career with the Securities and Exchange Commission (SEC) offers work that is exciting, challenging and rewarding. You can contribute to securities regulation and enforcement while making a positive difference for the American investing public. The SEC provides: